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Representative

Transactions

Overview

Structured, negotiated, managed, and consummated (either as a CEO, investment banker or lawyer) nearly every form of corporate transaction, with collective transaction value in excess of $5 billion, including corporate reorganizations, leveraged and management buyouts, mergers-of-equals, tender offers, leveraged recapitalizations, joint ventures, going private acquisitions, venture capital transactions, hedge fund formations, and public offerings of debt and equity securities.

 

Mergers & 

Acquisitions

  • Represented a water filtration company in connection with $25 million sale to Catterton Partners, LP, a leading private equity firm

  • Represented a regional broadcasting company in several radio station acquisitions, dispositions, venture capital and bank financings and debt restructurings 

  • Represented a multi-national food processor and distributor in its acquisition of the third largest Mexican orange juice processor

  • Represented a private equity fund in connection with strategic acquisitions

  • Represented The UniMark Group, Inc. in strategic corporate acquisitions and divestitures

  • Represented a merchant banking firm in a $15 million leveraged buy-out of a manufacturing company

  • Represented a public healthcare company in its divestiture of various hospitals

  • Represented a venture capital firm in its $300 million acquisition of fast-food restaurant chain

  • Represented a family office in connection with its leverage buyout of Southland Corporation

  • Represented Hicks & Muse in connection with multiple private equity fund portfolio company acquisitions  

Restructurings &    Reorganizations

  • Represented Hicks Broadcasting Corporation in restructurings out-of-bankruptcyits senior and mezzanine debt out-of-bankruptcy

  •  The UniMark Group, Inc. and its subsidiaries in restructuring out-of-bankruptcy in excess of $50 million defaulted secured and unsecured debt held by multiple lenders 

  • Represented a large healthcare company in restructuring its high-yield publicly-held debt

  • Advised a  junior mining company in its Chapter 11 bankruptcy proceedings and resulting Section 363 sale

  • Represented an investment bank in connection with a recapitalization of a publicly-traded coal mining company 

  • Advised 1K1V, a private equity fund, in acquiring and restructuring debt held by bankrupt creditors involved in multiple insolvency proceedings

Corporate Finance 

  • Represented DSC Communications Corporation, a telecommunications switch manufacturer, in its $75 million convertible debt offering

  • Represented Hartman Management LP in connection with a $130 million “roll-up” transaction of numerous limited partnerships into a real estate investment trust

  • Represented Smith Barney and Alex Brown in the $47 million convertible exchangeable preferred stock offering of Wolverine Exploration Company

  • Represented NetWorth, Inc. in its $26 million initial common stock offering underwritten by Robertson, Stephens & Company

  • Represented The UniMark Group, Inc. in its $14.9 million private placement of common stock to an affiliate of Soros Fund Management LLC

  • Represented Santa Fe Gold Corporation in connection with a $13 million convertible debt financing by a British Virgin Island investor 

  • Represented The UniMark Group, Inc. in a public rights offering with existing shareholders

  • Represented Sabre Capital Management in connection with the institutional private placement of convertible debentures issues by public company

  • Represented The UniMark Group, Inc. in several international banking agreements with Rabobank (Nederland) in excess of $40 million

  •  Represented The UniMark Group, Inc. in its $29 million secondary common stock offering underwritten by Rodman & Renshaw, Inc. and Rauscher Pierce Refsnes, Inc.

  • Represented The UniMark Group, Inc. in its $6.6 million initial public offering underwritten by Toluca Pacific Securities Corporation and Dillon-Gage Securities, Inc. 

  • Represented Dillon-Gage Securities, Inc. in a secondary offering of common stock of Lancer Corporation

  • Represented Smith Barney in the $21 million initial common stock offering of Amtech Corporation, a manufacturer of radio frequency electronic identification technology

  • Represented EPIC Healthcare company in its $115 million junk bond financing underwritten by Goldman Sachs

  • Represented Smith Barney in the $32 million common stock offering of a Wolverine Exploration Company

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